Form 4: AGI Inc. Grants Power of Attorney for SEC Filings

AGI Inc. designates attorneys-in-fact to manage SEC filings, including Forms 3, 4, 5, and 144, and EDGAR account administration.

Summary

• This document is a Power of Attorney granted by Marcello Winik Dubeux, an officer of AGI Inc., to specific individuals (Felipe Gaspar Oliveira, Cassiano de Mattia Tramontin, and Nicholas Morelli Faleiros) and other designated employees of AGI Inc.
• The attorneys-in-fact are authorized to obtain and maintain credentials for the SEC's EDGAR system.
• They are empowered to execute and file Forms 3, 4, and 5, including amendments, on behalf of the undersigned reporting person, in accordance with Section 16(a) of the Exchange Act.
• The attorneys-in-fact can also prepare, execute, and file Form 144 for any sales orders, including those related to the exercise of stock options.
• Additionally, they are authorized to act as an account administrator for the undersigned's EDGAR account, managing access, security, and accuracy of information.
• This Power of Attorney remains in effect until the undersigned ceases to be affiliated with the Company and is no longer required to file Section 16 reports, or until earlier revoked.
• A separate Form 4 filing indicates that Marcello Winik Dubeux acquired 1,000 Class A Common Shares on May 19, 2026, at a price of $7 per share, and beneficially owns 169,259 shares indirectly through Agi Partners Limited.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this filing as neutral, as it primarily concerns administrative delegation for regulatory compliance rather than operational or financial performance.

Positives

• Clear delegation of authority for SEC filings ensures compliance and efficient reporting.
• Designation of multiple attorneys-in-fact provides redundancy and operational continuity.
• Empowerment to manage EDGAR account streamlines access and security protocols.
• The Form 4 filing shows a transaction of 1,000 Class A Common Shares acquired, indicating potential insider activity or compensation.

Negatives

• The Power of Attorney itself does not contain negative financial or operational information.
• The Form 4 filing shows a disclaimer of beneficial ownership for shares held by Agi Partners Limited, except to the extent of pecuniary interest, which could imply a complex ownership structure.

Risks

• Potential for misuse of delegated authority if not properly overseen.
• Reliance on third parties for critical SEC filings introduces a dependency risk.
• The disclaimer regarding beneficial ownership in the Form 4 could lead to scrutiny regarding the true extent of control or interest.

Future Outlook

The Power of Attorney is designed to ensure ongoing compliance with SEC filing requirements for reporting persons, indicating a commitment to maintaining regulatory adherence.

Industry Context

StockSavvy.ai notes that the delegation of authority for SEC filings is a common and prudent practice for public companies, especially for officers and directors who may have numerous reporting obligations. This ensures timely and accurate submissions to regulatory bodies like the SEC, mitigating risks associated with individual oversight.

Corporate Governance

Related Party Transactions

• The Form 4 filing mentions beneficial ownership of 169,259 shares indirectly through Agi Partners Limited, with a disclaimer of beneficial ownership except to the extent of pecuniary interest. This suggests a potential related party transaction or holding structure involving Agi Partners Limited.

Stakeholder Impact

• Shareholders: Ensures continued compliance with disclosure requirements, promoting transparency.
• Management: Streamlines the process of fulfilling personal reporting obligations.
• Regulatory Bodies (SEC): Facilitates timely and accurate submission of required filings.

Next Steps

• Attorneys-in-fact will manage and execute all required SEC filings on behalf of Marcello Winik Dubeux.
• Ongoing maintenance and security of the EDGAR account will be handled by the designated administrators.
• AGI Inc. will continue to ensure compliance with Section 16 reporting requirements.

Key Dates

Keywords

Power of Attorney, SEC Filings, EDGAR System, AGI Inc., Form 3, Form 4, Form 5, Form 144, Section 16, Securities Exchange Act, Reporting Person, Beneficial Ownership, AGI Partners Limited, Class A Common Shares