Form 4: AEye Director Sells Shares Under 10b5-1 Plan

AEye, Inc. Director Luis Dussan sold 184 shares of common stock at $3 per share on September 9, 2025, under a pre-arranged trading plan.

Summary

• Luis Dussan, a Director of AEye, Inc. (LIDR), reported a transaction involving the sale of common stock.
• The transaction occurred on September 9, 2025, and involved the disposition of 184 shares of common stock.
• The shares were sold at a price of $3 per share.
• The sale was executed pursuant to a Rule 10b5-1(c) pre-arranged trading plan.
• Following the transaction, Luis Dussan directly beneficially owns 3,493.3 shares of common stock.
• Indirect beneficial ownership includes 199,748 shares through the Luis Dussan Trust A, 30,000 shares through the Jennifer Dussan Trust A, and 12,402 shares through the Luis Carlos Dussan Family Trust.

Sentiment

Score: 5

Explanation: A routine insider stock sale executed under a pre-arranged 10b5-1 plan, which is generally considered a neutral event and does not reflect a change in company fundamentals or insider sentiment.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This filing is a routine disclosure of an insider transaction and does not provide information relevant to broader industry trends or competitor analysis.

Related Party Transactions

• Luis Dussan is the Trustee and beneficially owns shares held by the Luis Dussan Trust A U/A/D 5/18/2022 (199,748 shares).
• Luis Dussan is the Trustee of the Jennifer Dussan Trust A U/A/D 5/18/2022, and the shares held by this trust (30,000 shares) are beneficially owned by his spouse.
• Luis Dussan disclaims beneficial ownership of the 12,402 shares held by the Luis Carlos Dussan Family Trust dated January 20, 2021, except to the extent of his pecuniary interest therein.

Stakeholder Impact

• Shareholders: The sale of a small number of shares by a director under a 10b5-1 plan is unlikely to have a significant impact on existing shareholders or the company's stock price.

Key Dates

Recommendation

The reported transaction is a routine insider sale of a small number of shares by a director, executed under a pre-arranged 10b5-1 trading plan. Such transactions are generally not indicative of a change in the company's fundamental outlook or the insider's long-term view, and therefore do not warrant a change in investment recommendation.

Keywords

AEye Inc, LIDR, Form 4, Insider Trading, Stock Sale, Luis Dussan, Director, 10b5-1 Plan