Form 4: Aeries Tech CFO Sells 50,000 Shares Under 10b5-1 Plan

Aeries Technology's CFO and CIO, Daniel S. Webb, sold 50,000 Class A Ordinary Shares for a weighted average price of $0.601 per share under a pre-arranged trading plan.

Summary

• Daniel S. Webb, the Chief Financial Officer and Chief Information Officer of Aeries Technology, Inc. (AERT), reported the sale of 50,000 Class A Ordinary Shares.
• The transaction took place on November 24, 2025.
• The shares were sold at a weighted average price of $0.601 per share, with individual transaction prices ranging from $0.595 to $0.605.
• This sale was executed in accordance with a Rule 10b5-1 trading plan that Mr. Webb adopted on March 14, 2025.
• Following this reported transaction, Mr. Webb directly beneficially owns 962,966 Class A Ordinary Shares.

Sentiment

Score: 5

Explanation: The transaction is a pre-planned insider sale under a 10b5-1 plan, which typically does not convey strong positive or negative sentiment regarding the company's immediate prospects. It is a routine disclosure of a planned liquidity event.

Positives

• The sale was conducted under a pre-arranged Rule 10b5-1 trading plan, which indicates a planned transaction for diversification or liquidity rather than an immediate reaction to new, non-public information.

Negatives

• An insider sale, even if pre-planned, reduces the direct equity stake of a key executive in the company.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This insider transaction report (Form 4) is a routine disclosure required by the SEC for executives and directors. It reflects an individual's trading activity and does not inherently provide broader industry context or competitive analysis.

Stakeholder Impact

• Shareholders: The sale by a key executive, while pre-planned, slightly reduces insider ownership. However, the existence of a 10b5-1 plan generally mitigates concerns about the timing or motivation of the sale.
• Employees, Customers, Suppliers, Creditors: No direct impact on these stakeholders is indicated by this specific filing.

Key Dates

Keywords

Aeries Technology, AERT, Insider Trading, Form 4, Stock Sale, CFO, CIO, Daniel S. Webb, 10b5-1 Plan