SCHEDULE: Ameriprise Financial Updates Advanced Energy Stake

Ameriprise Financial, Inc. and its subsidiary Columbia Management Investment Advisers, LLC, filed an amendment to their Schedule 13G, disclosing their beneficial ownership in Advanced Energy Industries, Inc. as of September 30, 2025.

Summary

• Ameriprise Financial, Inc. (AFI) reported beneficial ownership of 1,820,336 shares of Advanced Energy Industries, Inc. common stock, representing 4.8% of the class.
• Columbia Management Investment Advisers, LLC (CMIA), a subsidiary of AFI, reported beneficial ownership of 1,506,186 shares, representing 4.0% of the class.
• AFI's reported shares include those separately reported by CMIA, reflecting the parent-subsidiary relationship.
• Both AFI and CMIA disclaim beneficial ownership of any shares reported on this Schedule 13G.
• The filing is an Amendment No. 6 to a previously filed Schedule 13G, indicating an update to existing holdings.

Sentiment

Score: 5

Explanation: The filing is a routine disclosure of beneficial ownership and does not contain information that would typically indicate a positive or negative sentiment regarding the issuer's performance or prospects. It is a factual update on institutional holdings.

Industry Context

This filing is a routine disclosure of institutional ownership, providing transparency on the holdings of a significant investment firm in Advanced Energy Industries, Inc. Such disclosures are common and reflect portfolio adjustments by large asset managers within the broader financial services industry.

Stakeholder Impact

• Shareholders: Provides transparency regarding significant institutional holdings in the company, which can influence market perception and trading activity.

Key Dates

Keywords

Advanced Energy Industries, Ameriprise Financial, Columbia Management, Schedule 13G, beneficial ownership, institutional ownership, common stock