SCHEDULE: Ameriprise Financial Reports 5.3% Stake in Advanced Energy

Ameriprise Financial, Inc. and its subsidiary Columbia Management Investment Advisers, LLC have disclosed passive beneficial ownership stakes in Advanced Energy Industries, Inc.

Summary

• Ameriprise Financial, Inc. (AFI) and its subsidiary, Columbia Management Investment Advisers, LLC (CMIA), filed an Amendment No. 5 to Schedule 13G regarding their beneficial ownership of Common Stock in Advanced Energy Industries, Inc.
• As of the event date of June 30, 2025, AFI beneficially owns an aggregate of 2,002,697 shares, representing 5.3% of the class.
• CMIA beneficially owns an aggregate of 1,865,598 shares, representing 5.0% of the class.
• AFI, as the parent company, may be deemed to beneficially own the shares reported by CMIA, and the shares reported by AFI include those reported by CMIA.
• Both AFI and CMIA disclaim beneficial ownership of any shares reported on this Schedule.
• The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.

Sentiment

Score: 5

Explanation: The filing is a neutral disclosure of passive beneficial ownership, indicating no significant positive or negative operational or financial news for the company itself. It merely updates the public record of institutional holdings.

Positives

• The filing indicates a continued passive investment by significant financial institutions, suggesting confidence in the long-term prospects of Advanced Energy Industries, Inc. as part of their ordinary course of business.

Negatives

• No negative information is disclosed in this passive ownership filing.

Risks

• The filing itself does not detail specific risks related to Advanced Energy Industries, Inc.'s operations or financial health, as it is a disclosure of beneficial ownership.

Future Outlook

This filing is a disclosure of beneficial ownership and does not contain forward-looking statements or guidance regarding the issuer's future performance or outlook.

Industry Context

This filing reflects a routine disclosure of passive institutional investment in a publicly traded company within the technology or industrial sector, common for large asset managers like Ameriprise Financial and Columbia Management Investment Advisers. It does not provide specific insights into broader industry trends beyond the fact that these institutions continue to hold a stake in Advanced Energy Industries, Inc.

Stakeholder Impact

• Shareholders: Provides transparency regarding significant institutional ownership stakes, which can be a factor in assessing investor confidence and liquidity.
• Management: Awareness of significant passive institutional holders, though these holders explicitly state they do not intend to influence control.

Key Dates

Keywords

Advanced Energy Industries, Ameriprise Financial, Columbia Management Investment Advisers, Common Stock, Beneficial Ownership, SEC Filing, Schedule 13G, Institutional Investment, Passive Investment