Form 4: AEIS Officer's Tax Withholding on RSU Vesting

Advanced Energy Industries' SVP and Chief Accounting Officer, Bernard Raymond Colpitts Jr., reported a routine disposition of 720 common shares for tax liability related to restricted stock unit vesting.

Summary

• Bernard Raymond Colpitts Jr., the Senior Vice President and Chief Accounting Officer of Advanced Energy Industries Inc. (AEIS), reported a transaction involving company securities.
• On November 10, 2025, Mr. Colpitts disposed of 720 shares of AEIS common stock.
• This disposition was executed at a price of $216.73 per share and was for the payment of tax liability incident to the vesting of restricted stock units.
• Following this transaction, Mr. Colpitts beneficially owns a total of 4,054 shares, which includes 2,407 shares of common stock and 1,647 unvested restricted stock units.

Sentiment

Score: 5

Explanation: The filing reports a routine insider transaction for tax withholding related to RSU vesting, which is a neutral event with no significant positive or negative implications for the company's operations or financial health.

Positives

• The transaction indicates the vesting of restricted stock units, which is a positive event for the executive's compensation and retention.

Negatives

• The disposition of 720 common shares, even for tax purposes, results in a reduction of the officer's direct common stock holdings.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This is a routine insider transaction related to executive compensation and does not reflect broader industry trends or competitive positioning. Such tax-related dispositions are common for executives receiving equity compensation across various industries.

Comparison to Industry Standards

• Routine tax withholdings upon restricted stock unit (RSU) vesting are standard practice across publicly traded companies, including those in the technology and industrial sectors.
• This transaction aligns with typical executive compensation structures and tax compliance mechanisms seen at comparable companies like KLA Corporation or Lam Research, where executives often sell a portion of vested shares to cover tax obligations.

Stakeholder Impact

• Shareholders: Minimal direct impact as this is a routine, small-scale transaction for tax purposes, not indicative of a change in company fundamentals or management's confidence.
• Employees: No direct impact beyond the reporting person.

Key Dates

Keywords

Advanced Energy Industries, AEIS, Form 4, insider transaction, stock vesting, restricted stock units, tax withholding, Bernard Raymond Colpitts Jr, SVP Chief Accounting Officer