Form 4: Advanced Energy Industries EVP, CFO Paul R. Oldham Reports Stock Transactions

Paul R. Oldham, EVP and CFO of Advanced Energy Industries, reports the vesting and subsequent tax withholding related to performance units, resulting in changes to his beneficial ownership of company stock.

Summary

• On February 20, 2025, Paul R. Oldham, the EVP and CFO of Advanced Energy Industries, had 7,536 shares of common stock vest as part of a performance unit award under the 2022 Long-Term Incentive Plan.
• The vesting was based on the achievement of performance metrics under the plan, with the release approved by the Board of Directors.
• To cover the tax liability associated with the vesting, 4,347 shares were withheld.
• Following these transactions, Oldham directly owns 33,440 shares of common stock, which includes 8,864 unvested restricted stock units and 24,576 shares of common stock.

Sentiment

Score: 5

Explanation: This is a routine disclosure of stock transactions by a company executive. It doesn't inherently indicate positive or negative sentiment, but rather provides transparency into insider activity.

Industry Context

Form 4 filings are standard disclosures required by the SEC when company insiders, like the CFO, transact in their company's stock. These filings provide transparency to investors about the buying and selling activities of those with privileged information.

Stakeholder Impact

• Shareholders gain insight into the executive's stock ownership and recent transactions.
• Employees may be interested in the vesting of performance units as it relates to company performance.

Key Dates

Keywords

Form 4, Beneficial Ownership, Stock Transactions, Advanced Energy Industries, Paul R. Oldham, AEIS, Executive Compensation, Performance Units, Stock Vesting