Form 4: AAON Inc. Executive Stephen E. Wakefield Reports Changes in Beneficial Ownership
SEC Form 4
Stephen E. Wakefield, Vice President of AAON, Inc., reports a transaction involving common stock and stock options on March 6, 2024.
Summary
- On March 6, 2024, Stephen E. Wakefield, Vice President of AAON, Inc., reported changes in beneficial ownership of the company's securities.
- Wakefield disposed of 127 shares of common stock at $81.
- Following the transaction, Wakefield directly owns 15,544 shares of common stock.
- Wakefield also indirectly owns 10,697 shares through a 401(k) plan.
- Wakefield holds options to buy 27,300 shares at $27.58 (exercisable from March 11, 2020, expiring March 11, 2029).
- Wakefield holds options to buy 25,392 shares at $29.48 (exercisable from March 11, 2021, expiring March 11, 2030).
- Wakefield holds options to buy 7,820 shares at $48.91 (exercisable from March 11, 2022, expiring March 11, 2031).
- Wakefield holds options to buy 7,938 shares at $36.13 (exercisable from March 15, 2023, expiring March 15, 2032).
- Wakefield holds options to buy 4,477 shares at $62.04 (exercisable from March 6, 2024, expiring March 6, 2033).
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Industry Context
This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.
Stakeholder Impact
- The transaction has a minor impact on shareholders as it involves a small number of shares.
Key Dates
| Date | Description |
|---|---|
| 03/11/2020 | Date stock options become exercisable |
| 03/11/2021 | Date stock options become exercisable |
| 03/11/2022 | Date stock options become exercisable |
| 03/15/2023 | Date stock options become exercisable |
| 03/06/2024 | Date of transaction and date stock options become exercisable |
| 03/08/2024 | Date of signature |
| 03/11/2029 | Expiration date of stock options |
| 03/11/2030 | Expiration date of stock options |
| 03/11/2031 | Expiration date of stock options |
| 03/15/2032 | Expiration date of stock options |
| 03/06/2033 | Expiration date of stock options |
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