Form 4: AAON Inc. CFO Rebecca Thompson Reports Stock Transaction
SEC Form 4 Filing
Rebecca Thompson, CFO of AAON, Inc., reports the disposition of 275 shares of common stock to cover tax obligations, while still holding a significant number of shares and stock options.
Summary
- On March 6, 2025, Rebecca Thompson, the Chief Financial Officer of AAON, Inc., reported a transaction involving the company's common stock.
- Thompson disposed of 275 shares of common stock at a price of $81.25 per share to satisfy tax obligations.
- Following the transaction, Thompson directly owns 23,491 shares of AAON, Inc. common stock.
- Thompson also indirectly owns 3,767 shares through a 401(k) plan.
- Additionally, Thompson holds multiple stock options to purchase AAON, Inc. common stock at various exercise prices and expiration dates.
Sentiment
Score: 7
Explanation: The document is neutral to positive. The CFO is managing her stock holdings, and retains a significant stake in the company. The stock options suggest a long-term commitment.
Positives
- Thompson retains a significant ownership stake in AAON, Inc., with 23,491 directly owned shares and 3,767 shares held indirectly through a 401(k) plan.
- Thompson holds a substantial number of stock options, indicating a long-term commitment to the company's success.
- The stock options have various exercise prices and expiration dates, providing flexibility and potential for future gains.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates that the CFO is actively managing her stock holdings, which is a common practice among executives.
Comparison to Industry Standards
- Comparing Rebecca Thompson's holdings to those of CFOs at similar-sized HVAC companies would provide a benchmark for assessing the magnitude of her stake.
- Analyzing the vesting schedules and exercise prices of her stock options relative to industry norms could reveal whether her compensation package is competitive.
- Comparing the timing and frequency of her stock transactions to those of other insiders at AAON and peer companies could offer insights into her investment strategy and sentiment.
Stakeholder Impact
- The transaction has a minimal impact on shareholders, as it involves a small number of shares relative to the total outstanding.
- The filing provides transparency to stakeholders regarding the CFO's stock ownership and transactions.
Key Dates
| Date | Description |
|---|---|
| 01/02/2019 | Date of stock option grant with expiration date 01/02/2028, exercise price $24.63. |
| 03/11/2020 | Date of stock option grant with expiration date 03/11/2029, exercise price $27.58. |
| 03/11/2021 | Date of stock option grant with expiration date 03/11/2030, exercise price $29.48. |
| 03/11/2022 | Date of stock option grant with expiration date 03/11/2031, exercise price $48.91. |
| 03/15/2023 | Date of stock option grant with expiration date 03/15/2032, exercise price $36.13. |
| 03/06/2024 | Date of stock option grant with expiration date 03/06/2033, exercise price $62.04. |
| 03/06/2025 | Date of stock transaction: disposition of 275 shares at $81.25 per share. |
| 03/11/2025 | Date of stock option grant with expiration date 03/11/2034, exercise price $79.73. |
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