4/A: AAON, INC.: CEO Gary D. Fields Reports Changes in Beneficial Ownership
SEC Filing
CEO Gary D. Fields reports multiple transactions involving AAON, INC. common stock, including sales and holdings in custodial and 401(k) accounts.
Summary
- Gary D. Fields, CEO of AAON, INC., filed an amended Form 4/A with the SEC to report changes in beneficial ownership of the company's stock.
- The report details multiple transactions, including the sale of common stock at varying prices between $95.00 and $99.10.
- Fields also reports holdings in a custodial account for the benefit of his grandchildren and a 401(k) plan.
- The filing includes information on stock options held by Fields with exercise prices ranging from $31.69 to $82.39 and expiration dates between 2030 and 2035.
- The amendment was made to include unintentionally omitted holdings for 'Custodian for the benefit of his grandchildren' and '401(k) Plan'.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing, and the sentiment is neutral as it reports transactions without expressing an opinion.
Industry Context
This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities and holdings of company stock.
Comparison to Industry Standards
- Form 4 filings are standard practice for publicly traded companies and their executives.
- The information disclosed is consistent with SEC regulations and reporting requirements.
- Comparable companies such as Carrier Global, Trane Technologies, and Johnson Controls also have executives who file similar reports when trading their company's stock.
Stakeholder Impact
- The filing provides shareholders with information about the CEO's transactions in the company's stock.
- This information can be used by investors to assess the CEO's confidence in the company's future prospects.
Key Dates
| Date | Description |
|---|---|
| 05/12/2021 | Date exercisable for stock options with a price of $31.69. |
| 03/11/2022 | Date exercisable for stock options with a price of $48.91. |
| 03/15/2023 | Date exercisable for stock options with a price of $36.13. |
| 03/06/2024 | Date exercisable for stock options with a price of $62.03. |
| 03/11/2025 | Date exercisable for stock options with a price of $79.73. |
| 03/11/2026 | Date exercisable for stock options with a price of $82.39. |
| 05/06/2025 | Date of common stock transactions (purchase and sales). |
| 05/07/2025 | Date of common stock transactions (sales). |
| 05/08/2025 | Date of original filing and date of common stock transactions (sales). |
| 05/08/2025 | Date of amended filing. |
| 03/11/2030 | Expiration date for stock options with a price of $31.69. |
| 03/11/2031 | Expiration date for stock options with a price of $48.91. |
| 03/15/2032 | Expiration date for stock options with a price of $36.13. |
| 03/06/2033 | Expiration date for stock options with a price of $62.03. |
| 03/11/2034 | Expiration date for stock options with a price of $79.73. |
| 03/11/2035 | Expiration date for stock options with a price of $82.39. |
Keywords
Form 4, Beneficial Ownership, SEC, AAON, INC., Stock Options, Gary D. Fields, Common Stock, Transactions
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