Form 4: AAON CFO Reports Stock Transactions
Statement of Changes in Beneficial Ownership
AAON, Inc. Chief Financial Officer Rebecca Thompson reported transactions involving company stock and stock options on March 11, 2026.
Summary
- Rebecca Thompson, Chief Financial Officer of AAON, Inc., reported several transactions on March 11, 2026.
- These transactions include the acquisition of 1,539 shares of common stock and the acquisition of various stock options.
- Thompson also holds 4,225 shares indirectly through a 401(k) plan.
- The filing was submitted late due to an administrative delay.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing. It reports routine insider transactions and a minor administrative delay, with no significant positive or negative financial news.
Positives
- Acquisition of 1,539 shares of common stock by the CFO.
- Acquisition of multiple stock options, indicating potential future equity ownership and alignment with company performance.
Negatives
- The filing was submitted late due to an administrative delay, which could raise minor concerns about internal processes.
Risks
- Administrative delays in filing SEC forms can sometimes indicate internal control weaknesses, though this appears to be a minor issue in this case.
Future Outlook
The filing primarily details past transactions and current holdings of stock and stock options. It does not contain forward-looking financial guidance or strategic outlooks for the company.
Management Comments
- Form was filed late due to administrative delay.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions. The acquisition of stock and options by a CFO is common and generally viewed positively as it aligns executive interests with shareholder value. The specific details of the options granted suggest a long-term incentive structure.
Stakeholder Impact
- Shareholders: The acquisition of stock and options by the CFO may be viewed positively, indicating confidence in the company's future performance. The late filing, while minor, could be a point of scrutiny for governance-focused investors.
- Employees: The existence of stock options for management aligns executive incentives with company success, which can indirectly benefit employees through overall company performance.
- Creditors: No direct impact on creditors is indicated by this filing.
- Suppliers: No direct impact on suppliers is indicated by this filing.
- Customers: No direct impact on customers is indicated by this filing.
Key Dates
| Date | Description |
|---|---|
| 03/11/2020 | Exercise date for a stock option with an exercise price of $27.58. |
| 03/11/2021 | Exercise date for a stock option with an exercise price of $29.48. |
| 03/11/2022 | Exercise date for a stock option with an exercise price of $48.91. |
| 03/15/2023 | Exercise date for a stock option with an exercise price of $36.13. |
| 03/06/2024 | Exercise date for a stock option with an exercise price of $62.04. |
| 03/11/2025 | Exercise date for a stock option with an exercise price of $79.73. |
| 03/11/2026 | Transaction date for acquisition of 1,539 common shares and acquisition of stock options with exercise prices of $82.39 and $91.51. |
| 03/11/2026 | Deemed execution date for stock option transactions. |
| 03/11/2027 | Exercisable date for a stock option with an exercise price of $91.51. |
| 03/11/2029 | Expiration date for a stock option with an exercise price of $27.58. |
| 03/11/2030 | Expiration date for a stock option with an exercise price of $29.48. |
| 03/11/2031 | Expiration date for a stock option with an exercise price of $48.91. |
| 03/15/2032 | Expiration date for a stock option with an exercise price of $36.13. |
| 03/06/2033 | Expiration date for a stock option with an exercise price of $62.04. |
| 03/11/2034 | Expiration date for a stock option with an exercise price of $79.73. |
| 03/11/2035 | Expiration date for a stock option with an exercise price of $82.39. |
| 03/11/2036 | Expiration date for a stock option with an exercise price of $91.51. |
| 04/10/2026 | Date of signature on the Form 4 filing. |
Keywords
AAON, Form 4, Stock Transaction, Insider Trading, Chief Financial Officer, Stock Options, Beneficial Ownership, SEC Filing
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