Form 4: AAON CEO Gary Fields Reports Stock Transactions
SEC Form 4 Filing
AAON CEO Gary Fields reports the acquisition and disposal of company stock, including shares held directly and indirectly through a custodian and 401(k) plan.
Summary
- Gary D. Fields, CEO of AAON, Inc., reported transactions involving the company's common stock on November 29, 2024.
- He disposed of 2,500 shares of common stock directly and acquired 2,500 shares indirectly through a custodian for the benefit of his grandchildren.
- Following these transactions, Mr. Fields directly owns 61,795 shares and indirectly owns 9,250 shares through a custodian and 5,422 shares through a 401(k) plan.
- The report also details Mr. Fields' holdings of stock options with various exercise prices and expiration dates.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing and does not contain any information that would indicate a positive or negative sentiment.
Industry Context
This is a standard SEC Form 4 filing, which is common for corporate insiders reporting changes in their beneficial ownership of company stock. It is a routine disclosure and does not indicate any specific trend in the industry.
Comparison to Industry Standards
- Form 4 filings are a standard requirement for all publicly traded companies in the US.
- The transactions reported are typical for executives who receive stock options and may periodically adjust their holdings.
- The number of shares and options held by Mr. Fields are within the expected range for a CEO of a company of AAON's size and market capitalization.
Stakeholder Impact
- The transactions reported in this filing are unlikely to have a significant impact on stakeholders.
Key Dates
| Date | Description |
|---|---|
| 03/11/2021 | Date of exercisable for stock options with an exercise price of $29.48. |
| 05/12/2021 | Date of exercisable for stock options with an exercise price of $31.69. |
| 03/11/2022 | Date of exercisable for stock options with an exercise price of $48.91. |
| 03/15/2023 | Date of exercisable for stock options with an exercise price of $36.13. |
| 03/06/2024 | Date of exercisable for stock options with an exercise price of $62.03. |
| 11/29/2024 | Date of the reported stock transactions. |
| 03/11/2025 | Date of exercisable for stock options with an exercise price of $79.73. |
| 03/11/2030 | Expiration date for stock options with an exercise price of $29.48. |
| 05/12/2030 | Expiration date for stock options with an exercise price of $31.69. |
| 03/11/2031 | Expiration date for stock options with an exercise price of $48.91. |
| 03/15/2032 | Expiration date for stock options with an exercise price of $36.13. |
| 03/06/2033 | Expiration date for stock options with an exercise price of $62.03. |
| 03/11/2034 | Expiration date for stock options with an exercise price of $79.73. |
| 12/02/2024 | Date of signature for the report. |
Keywords
AAON, stock transactions, Form 4, insider trading, CEO, Gary Fields, stock options, beneficial ownership
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