SCHEDULE: Anson Funds Adjusts Stake in 22nd Century Group

Anson Funds Management LP and affiliated entities have reported an amendment to their Schedule 13G filing, indicating a change in their beneficial ownership of 22nd Century Group, Inc. common stock.

Summary

• This filing is an amendment to a Schedule 13G, reporting changes in beneficial ownership of 22nd Century Group, Inc. common stock by Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo, and Moez Kassam.
• The reporting persons collectively beneficially own 34,565 shares of common stock, representing 6.7% of the outstanding shares.
• This percentage is calculated based on 516,328 outstanding shares as of June 26, 2026, as reported in the Issuer's Prospectus Supplement.
• Anson Funds Management LP and Anson Advisors Inc. act as co-investment advisors to private funds that hold these shares.
• The filing clarifies the roles of each reporting person in directing the vote and disposition of the shares.

Sentiment

Score: 3

Explanation: StockSavvy.ai views this filing as neutral to slightly negative, as it primarily reports a change in beneficial ownership percentage without new strategic information or financial performance data.

Positives

• The filing provides clarity on the beneficial ownership structure and the percentage held by Anson Funds and its affiliates.
• The reporting entities are registered investment advisors or related entities, indicating professional management of the stake.

Negatives

• The filing does not contain any new financial performance data or strategic updates for 22nd Century Group, Inc.
• The reported beneficial ownership percentage (6.7%) is a relatively small stake, suggesting limited influence on the company's control.

Risks

• The filing does not explicitly mention any new risks or changes to existing risk factors for 22nd Century Group, Inc.

Future Outlook

No forward-looking statements or guidance are provided in this filing.

Management Comments

• Anson Funds Management LP and Anson Advisors Inc. serve as co-investment advisors to the Funds and may direct the vote and disposition of the 34,565 Common Stock held by the Funds.
• As the general partner of Anson Funds Management LP, Anson Management GP LLC may direct the vote and disposition of the 34,565 Common Stock held by the Funds.
• As the principal of Anson Fund Management LP and Anson Management GP LLC, Mr. Moore may direct the vote and disposition of the 34,565 Common Stock held by the Funds.
• As directors of Anson Advisors Inc., Mr. Nathoo and Mr. Kassam may each direct the vote and disposition of the 34,565 Common Stock held by the Funds.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are routine disclosures for institutional investors crossing certain ownership thresholds. This filing indicates a passive investment approach by Anson Funds, typical for many investment advisors managing diversified portfolios.

Stakeholder Impact

• Shareholders: The filing provides transparency regarding a significant institutional investor's stake, which may be of interest to other shareholders.
• Management: The filing confirms the ownership percentage held by Anson Funds, which is a standard disclosure for management to be aware of.

Next Steps

• The reporting persons will continue to monitor their beneficial ownership of 22nd Century Group, Inc. common stock.

Key Dates

Keywords

beneficial ownership, Schedule 13G, investment advisor, common stock, Anson Funds, 22nd Century Group