Siebert Financial CORP 8-K filings

Siebert Financial Corp. shareholders approved the election of all director nominees, an expanded equity incentive plan, executive compensation, and the auditor appointment at their 2025 Annual Meeting.

Siebert Financial Corp. has acquired the remaining 32% of its subsidiary, RISE Financial Services, LLC, for $3.7 million, making it a wholly-owned entity to support future strategic opportunities.

Siebert Financial Corp. has entered into a sales agreement to offer and sell up to $50 million of its common stock through an at-the-market offering, providing flexible access to capital.

Siebert Financial Corp. files a Form 8-K to amend the auditor's consent related to its 2024 Annual Report on Form 10-K/A.

Muriel Siebert & Co., LLC has entered into a $20 million revolving credit agreement with BMO Bank N.A. to finance NSCC deposit requirements and reserve account withdrawals.

Siebert Financial Corp. held its annual shareholder meeting on November 1, 2024, where all director nominees were elected and the appointment of Crowe LLP as the independent auditor was ratified.

Siebert Financial Corp. has entered into a $20 million revolving credit agreement with East West Bank to support acquisitions, stock buybacks, and general corporate needs.

Siebert Financial Corp. has appointed Crowe LLP as its new independent registered public accounting firm, replacing Baker Tilly US, LLP.

Siebert Financial Corp. has announced that Baker Tilly US, LLP has resigned as its independent registered public accounting firm, effective upon completion of their review of the quarter ended March 31, 2024.

Siebert Financial Corp. received a notification from Nasdaq for failing to file its 2023 annual report on time, potentially leading to delisting if compliance is not regained.

Siebert Financial Corp. held its 2023 Annual Meeting of Shareholders on April 5, 2024, where all nominated directors were elected.

Siebert Technologies, LLC, a subsidiary of Siebert Financial Corp., has acquired a mobile self-directed trading app for $385,000, consisting of stock and cash.

Siebert Financial Corp. received a delisting notice from Nasdaq for not holding its annual shareholder meeting within the required timeframe.