Rivernorth Opportunities Fund, INC Schedule 13G passive stakes
Filed when an investor crosses five percent without intending to seek control — the passive counterpart to a 13D.
NYSE
Sit Investment Associates, Inc. and its subsidiary have disclosed a 10.5% beneficial ownership stake in RiverNorth Opportunities Fund, Inc. common stock.
NYSE
Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have disclosed a beneficial ownership of 8.2% in RiverNorth Opportunities Fund, Inc., totaling 1,768,520 common shares, held in the ordinary course of business.