Quantum CORP /DE/ Schedule 13D activist filings
Filed when an investor crosses five percent and intends to influence the company — the activist disclosure.
NASDAQ
Dialectic Technology SPV LLC has converted its convertible notes into 11.02 million shares of Quantum Corp common stock.
NASDAQ
Dialectic Technology SPV LLC's beneficial ownership in Quantum Corp increased to 41.3% following a convertible note price adjustment and RSU grants to director John Fichthorn.
NASDAQ
Quantum Corporation completed a debt-for-equity exchange with Dialectic Technology SPV LLC, converting $54.7 million in term loans into convertible notes and increasing Dialectic's potential beneficial ownership to 37.2%.
NASDAQ
Dialectic Technology SPV LLC and affiliates have significantly increased their beneficial ownership in Quantum Corp to 16.7% through a debt restructuring agreement, including forbearance warrants and convertible notes.
NASDAQ
Pacific Investment Management Company LLC has fully divested its holdings in Quantum Corporation, selling over 962,000 shares in a privately negotiated block trade for approximately $9.86 million.
NASDAQ
SCHEDULE 13D/A: PIMCO Maintains Significant 14.7% Stake in Quantum Corporation
Pacific Investment Management Company LLC (PIMCO) has filed an Amendment No. 9 to its Schedule 13D, reaffirming its beneficial ownership of 14.7% of Quantum Corporation's common stock.
NASDAQ
SCHEDULE 13D/A: PIMCO Executive Resigns from Quantum Corporation Board, Investment Firm Retains Significant Stake and Observation Rights
Pacific Investment Management Company LLC (PIMCO) has announced the resignation of its executive, Chris Neumeyer, from the Board of Quantum Corporation, while affirming its continued significant ownership stake and intent to retain board observation rights.
NASDAQ
Blue Torch Capital LP and Kevin Genda have filed an Amendment No. 1 to their Schedule 13D, reporting a reduction in their beneficial ownership of Quantum Corporation's common stock to 2.3% through recent open market sales.
NASDAQ
Pacific Investment Management Company LLC (PIMCO) has increased its beneficial ownership in Quantum Corp to 16.7% of outstanding common stock following the cashless exercise of multiple warrants on January 3, 2025.
NASDAQ
Blue Torch Capital LP and Kevin Genda have converted warrants into 405,978 shares of Quantum Corp common stock, establishing a 7.7% beneficial ownership stake in the data storage company.