Ontrak, INC Form 4 insider transactions

Terren S. Peizer, a Director and 10% owner of Ontrak, Inc., along with Acuitas Group Holdings, LLC, has reported the acquisition of 500,000 shares of common stock and 500,000 pre-funded common stock purchase warrants.

Terren S. Peizer, a Director and 10% owner of Ontrak, Inc., through his affiliated entities, has acquired a $250,000 senior secured convertible promissory note and warrants to purchase 359,712 shares of common stock, providing capital to the company.

Ontrak, Inc.'s Chief Financial Officer, James J. Park, reported the vesting of restricted stock units and the subsequent withholding of shares for tax purposes, a standard compensation event.

Terren S. Peizer, a 10% owner and Director of Ontrak, Inc., through Acuitas Capital, acquired a $1.3 million senior secured convertible promissory note and warrants to purchase 1.63 million shares of common stock.

Terren S. Peizer, a director and 10% owner of Ontrak, Inc., and Acuitas Group Holdings, LLC, acquired a $500,000 senior secured convertible promissory note and warrants to purchase 609,756 shares of common stock.

Terren S. Peizer, along with Acuitas Group Holdings, reports the acquisition of a $1.5 million senior secured promissory note and warrants to purchase over 2 million shares of Ontrak's common stock.

Michael Sherman, a director at Ontrak, Inc., was granted options to purchase 91,829 shares of common stock.

Richard A. Berman, a director at Ontrak, Inc., was granted 65,592 options to purchase common stock as compensation for his board service.

James M. Messina, a director at Ontrak, Inc., acquired options to purchase 65,592 shares of common stock on January 2, 2025, as compensation for his board service.

Michael Edward Sherman, a director at Ontrak, Inc., sold 173 shares of common stock at an average price of $1.77 per share.

Terren S. Peizer, Chairman of Acuitas Group Holdings, reports purchasing a $1 million senior secured convertible promissory note from Ontrak and receiving warrants to purchase 881,057 shares of common stock.

Terren S. Peizer, a director and 10% owner of Ontrak, Inc., along with Acuitas Group Holdings, LLC, reports the acquisition of a $1 million senior secured promissory note and warrants to purchase 760,456 shares of common stock.

Director James M. Messina reports acquisition of 2,777,778 options in Ontrak, Inc. following stockholder approval of the stock incentive plan.

Richard A. Berman, a director of Ontrak, Inc., was granted options to purchase 2,777,778 shares of common stock on September 10, 2024.

Director Michael Sherman reports acquisition of options to purchase 4,166,667 shares of Ontrak, Inc. common stock after stockholder approval of the stock incentive plan.

Ontrak's Chief Operating Officer, Richard P. Newman, reports the acquisition of 2,500,000 options in Ontrak, Inc. common stock.

Mary Louise Osborne, Chief Commercial Officer of Ontrak, Inc., was granted stock options for 5,000,000 shares following stockholder approval of the stock incentive plan.

Ontrak's CFO, James J. Park, reports the acquisition of 4,500,000 options to buy common stock after stockholder approval of the stock incentive plan.

Brandon H. LaVerne, Chief Executive Officer and Chief Operating Officer of Ontrak, Inc., reports acquisition of 7,000,000 options following stockholder approval of the stock incentive plan.

Terren S. Peizer, Chairman of Acuitas Group Holdings, reports the acquisition of a $1.5 million senior secured convertible promissory note and warrants to purchase over 13 million shares of Ontrak's common stock.

James J. Park, CFO of Ontrak, Inc., reports the vesting and subsequent tax withholding of common stock related to restricted stock units.

Terren S. Peizer and Acuitas Group Holdings, LLC report transactions involving senior secured convertible promissory notes and warrants of Ontrak, Inc. following stockholder approval of the Sixth Amendment to the Master Note Purchase Agreement.

Terren Peizer and Acuitas Group Holdings report adjustments to warrant holdings in Ontrak following an amendment to the Master Note Purchase Agreement, impacting the exercise price and number of shares issuable.