Great Elm Group, INC Form 4 insider transactions

Insider transactions: buys and sells by directors, officers and ten percent owners, filed within two business days of the trade.

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Northern Right Capital Management, L.P. and 4 others reported changes in beneficial ownership of Great Elm Group, Inc. common stock on July 10, 2026.
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Chairman and CEO Jason Reese has gifted nearly 100,000 shares of Great Elm Group to a charitable fund while maintaining a multi-million share stake.
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Great Elm Group's Chairman and CEO, Jason W. Reese, received an award of 27,022 restricted shares, vesting quarterly through 2026.
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Great Elm Group, Inc. director Nathan Lloyd was awarded 26,531 restricted shares vesting quarterly through 2026, contingent on continued board service.
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Great Elm Group Director David Matter received 57,143 restricted stock units, vesting quarterly through 2026.
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Great Elm Group Director Matthew A. Drapkin was awarded 114,286 shares of restricted stock, vesting quarterly through 2026, in addition to significant indirect holdings.
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Great Elm Group Director David W. Schwartz received 59,408 restricted shares, vesting quarterly through 2026, contingent on continued board service.
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Great Elm Group Director Booker Smith received two restricted stock awards totaling 57,143 shares, vesting quarterly through 2026 contingent on continued board service.
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Great Elm Group Director James P. Parmelee received 75,511 restricted stock awards, increasing his direct beneficial ownership to 513,442 shares.
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Great Elm Group Director Eric J. Scheyer received 57,143 shares of restricted common stock, aligning his interests with shareholders.
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Great Elm Group's Chairman and CEO, Jason W. Reese, reported an exempt gift of 100,000 common shares to a charitable giving fund.
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Great Elm Group's CFO, Keri Davis, reported the acquisition of restricted stock and subsequent net share settlement for tax obligations.
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Great Elm Group, Inc. President Adam M. Kleinman received a restricted stock award and subsequently disposed of shares for tax obligations.
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Great Elm Group's Chief Operating Officer, Nichole Milz, reported the award of restricted stock and subsequent net share settlement for tax purposes.
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Great Elm Group, Inc. reported the transfer of Great Elm Capital Corp. common stock to its employees as compensation upon vesting.
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Great Elm Group's Chairman and CEO, Jason Reese, received an award of 183,823 restricted shares, aligning his interests with shareholders.
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Great Elm Group, Inc. Director Booker Smith received two restricted stock awards totaling 17,070 shares, vesting through December 2025.
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Great Elm Group Director Nathan Lloyd received an award of 10,220 restricted shares, vesting through December 2025.
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Great Elm Group, Inc. Director Nathan Lloyd was awarded 12,597 shares of restricted common stock, vesting monthly through December 2025.
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Northern Right Capital Management, a 10% owner and director of Great Elm Group, Inc., rebalanced its holdings of common stock and convertible notes among its affiliated entities and extended a forbearance agreement on convertible note conversions until July 2026.
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PC Elfun LLC has ceased to be a 10% owner of Great Elm Group, Inc. following a new agreement that caps the conversion of its 5.00% Convertible Senior PIK Notes due 2030 at 9.9%.
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Northern Right Capital Management rebalanced its holdings in Great Elm Group, transferring shares and convertible notes to Northern Right Long Only Master Fund LP (NRC LO), which will now join the 13D group.
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Northern Right Capital Management, L.P. transferred shares and convertible notes of Great Elm Group, Inc. to Northern Right Long Only Master Fund LP.
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Eric J. Scheyer, a director at Great Elm Group, Inc., was granted restricted stock awards that vest over the course of 2025.
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Matthew Drapkin, a director at Great Elm Group, acquired shares through restricted stock awards that vest over time, according to a recent SEC filing.
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Director James H. Hugar of Great Elm Group, Inc. receives 35,714 shares of restricted stock that vest monthly through December 2025.
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Director James P. Parmelee of Great Elm Group, Inc. reports receiving stock awards vesting monthly and quarterly throughout 2025.
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David Matter, a director at Great Elm Group, was granted restricted stock awards that vest over the course of 2025.
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Great Elm Group, Inc. reports the acquisition of 2,643 shares of Great Elm Capital Corp. common stock due to vested compensation awards.
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Northern Right Capital Management, L.P. and affiliated entities have increased their holdings in Great Elm Group, Inc. through a series of open market purchases.