← All Gdl Fund filings

Gdl Fund Schedule 13G passive stakes

Filed when an investor crosses five percent without intending to seek control — the passive counterpart to a 13D.

NYSE
GDL
Gdl Fund
SCHEDULE: Focus Partners Wealth Reports 4.8% Stake in GDL Fund
Focus Partners Wealth has filed a Schedule 13G, disclosing beneficial ownership of 530,195 shares, representing 4.8% of the common stock of GDL Fund.
NYSE
GDL
Gdl Fund
SCHEDULE: Focus Partners Wealth Discloses 5.4% Stake in GDL Fund
Focus Partners Wealth, an investment adviser, has reported beneficial ownership of 5.4% of GDL Fund's common shares.
NYSE
GDL
Gdl Fund
SCHEDULE 13G/A: Investment Adviser Joshua Alan Massey Discloses 10.5% Stake in GDL Fund Preferred Shares
Investment adviser Joshua Alan Massey has disclosed a 10.5% beneficial ownership stake in The GDL Fund's Series C Cumulative Puttable and Callable Preferred Shares as of December 31, 2024.
NYSE
GDL
Gdl Fund
SCHEDULE 13G/A: Zazove Associates Discloses 4.8% Passive Stake in GDL Fund
Zazove Associates LLC, Zazove Associates, Inc., and Gene T. Pretti have jointly reported a 4.8% beneficial ownership stake in GDL Fund's common stock as of December 31, 2024.