Applied Optoelectronics, INC Schedule 13G passive stakes
Filed when an investor crosses five percent without intending to seek control — the passive counterpart to a 13D.
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Jane Street Group, LLC and its affiliates have filed a Schedule 13G, reporting beneficial ownership of 2.4% of Applied Optoelectronics, Inc. common stock as of June 30, 2026.
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Marex Group plc and its subsidiary Marex Securities Products Inc. have reported beneficial ownership of 5.6% of Applied Optoelectronics, Inc.'s common stock.
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Invesco Ltd. has reported beneficial ownership of 2,014,405 shares, representing 2.7% of the outstanding common stock of Applied Optoelectronics Inc.
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The Vanguard Group has amended its Schedule 13G filing for Applied Optoelectronics Inc., reporting zero beneficial ownership following an internal realignment.
NASDAQ
Jane Street Group, along with its affiliates, has reported a 5.3% beneficial ownership stake in Applied Optoelectronics, Inc., totaling 4,097,237 common shares.
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Invesco Ltd. has reported a 5.1% passive ownership stake in Applied Optoelectronics Inc., holding over 3.5 million shares of common stock.
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JPMorgan Chase & Co. has disclosed a 4.4% beneficial ownership stake in Applied Optoelectronics, Inc., holding 2,800,882 shares of common stock.
NASDAQ
JPMorgan Chase & Co. has reported a 7.5% beneficial ownership stake in Applied Optoelectronics, Inc., holding 4,728,751 shares of common stock.
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The Vanguard Group has reported an increased beneficial ownership of 7.25% in Applied Optoelectronics Inc., holding 4,072,660 shares of common stock.
NASDAQ
D. E. Shaw & Co., L.P., D. E. Shaw & Co., L.L.C., and David E. Shaw have jointly filed an amended Schedule 13G, reporting a passive beneficial ownership of 4.2% in Applied Optoelectronics, Inc.'s common stock as of March 31, 2025.
NASDAQ
Investment firms D. E. Shaw & Co., L.P. and D. E. Shaw & Co., L.L.C., along with David E. Shaw, have disclosed beneficial ownership exceeding 5% in Applied Optoelectronics, Inc.'s common stock.