Alset INC Schedule 13G passive stakes
Filed when an investor crosses five percent without intending to seek control — the passive counterpart to a 13D.
NASDAQ
AEI
Alset INCSCHEDULE 13G/A: Investment Firms Disclose Minor Stake in Alset Inc. via Warrants in Amended SEC Filing
CVI Investments, Inc. and Heights Capital Management, Inc. have jointly disclosed beneficial ownership of 0.4% of Alset Inc.'s common stock, primarily through warrants, in an amended Schedule 13G filing.
NASDAQ
AEI
Alset INCSCHEDULE 13G: Investment Funds Disclose 7% Passive Stake in Alset Inc.
CVI Investments, Inc. and its investment manager, Heights Capital Management, Inc., have disclosed a passive 7.0% beneficial ownership stake in Alset Inc., totaling 750,000 shares.