SEC Filings Dashboard
Market Movers (8-K)
NYSE
Wells Fargo & Company has announced the issuance of $6 billion in Senior Redeemable Fixed-to-Floating Rate Notes across two series, maturing in 2030 and 2037.
Capital raise
NASDAQ
Costco Wholesale Corporation announced impressive fourth quarter and fiscal year 2026 operating results, showcasing significant net sales growth and increased profitability.
Better than expected
NYSE
Citigroup Inc. has filed a Form 8-K detailing its securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock and various series of preferred stock and medium-term notes.
NYSE
Wells Fargo & Company announces the appointment of Scott E. Powell as Chief Risk Officer, effective January 15, 2027, succeeding his role as Chief Operating Officer.
NYSE
Visa Inc. has deposited $405 million into a U.S. litigation escrow account, triggering downward adjustments to conversion rates for its Class B-1, B-2, and B-3 common stock, impacting share counts and earnings per share.
NYSE
McDonald's Corporation announced its 'NEXT' strategy, detailing new targets for market share gains, increased restaurant efficiency, and expanded operating margins through 2030.
Quarterly Earnings (10-Q)
NYSE
ORCL
Oracle CORPOracle Corporation's Q1 fiscal 2027 filing reveals robust revenue growth, a substantial increase in operating income, and significant investments in cloud infrastructure, signaling continued expansion.
Capital raise
Better than expected
NYSE
Dell Technologies Inc. announced robust financial results for the second quarter and first six months of Fiscal Year 2027, showcasing significant revenue and operating income growth driven by its Infrastructure Solutions Group.
Better than expected
NASDAQ
WMT
Walmart INCWalmart Inc. reported a robust second quarter with total revenues up 5.9% to $187.9 billion, driven by strong comparable sales across its U.S. segments and international markets.
NASDAQ
Marvell Technology, Inc. announced a 37% year-over-year revenue increase for the second quarter of fiscal 2027, driven by robust AI-related demand in its data center segment.
Capital raise
Better than expected
NYSE
The TJX Companies, Inc. announced robust second-quarter results with a 5% increase in net sales to $15.2 billion and a significant improvement in pre-tax profit margin to 13.3%.
Better than expected
NASDAQ
NVDA
Nvidia CORPNVIDIA Corporation announced record-breaking financial results for its second quarter of fiscal year 2027, with revenue more than doubling year-over-year, driven by unprecedented demand for its data center and AI solutions.
Better than expected
Annual Reports (10-K)
NASDAQ
Palo Alto Networks announced robust fiscal year 2026 results, with total revenue reaching $11.5 billion, driven by significant growth in subscription and support services and strategic acquisitions.
Worse than expected
NASDAQ
Cisco Systems, Inc. (CSCO) announced its fiscal year 2026 results, showcasing a 12% increase in total revenue to $63.3 billion, driven by robust demand in networking solutions, particularly AI infrastructure.
NASDAQ
SNDK
Sandisk CORPSandisk Corporation's annual report highlights a significant surge in revenue, particularly from its Datacenter and Edge segments, fueled by AI infrastructure demand, alongside substantial share repurchases.
Better than expected
NASDAQ
Lam Research Corporation's Form 10-K details a robust fiscal year 2026 with a 26% revenue increase and improved gross margins, driven by strong demand in the foundry market and customer support services.
NASDAQ
Seagate Technology Holdings plc filed its annual report for fiscal year 2026, showcasing significant revenue growth, improved gross margins, and substantial net income, driven by strong demand in data center markets.
NYSE
The Procter & Gamble Company announced its fiscal year 2026 results, showcasing a 3% increase in net sales to $87.0 billion and a 2% rise in diluted EPS to $6.62.
Insider Trading (Form 4)
NYSE
NextEra Energy and Dominion Energy provide an update on their pending business combination, emphasizing procedural filings and reiterating forward-looking statements.
NYSE
Frederick William Mcnabb Iii, a Director of Unitedhealth Group Inc, received 57 shares of common stock on September 22, 2026.
NYSE
Dennis Andrew Stankiewicz, Chief Accounting Officer of Unitedhealth Group Inc, received 51 shares of common stock on September 22, 2026.
NYSE
Charles D. Baker, a Director of Unitedhealth Group Inc, received 15 shares of common stock on September 22, 2026.
NYSE
Timothy Patrick Flynn, a Director of Unitedhealth Group Inc, received 68 shares of common stock on September 22, 2026.
NYSE
John H Noseworthy, a Director of Unitedhealth Group Inc, received 46 shares of common stock on September 22, 2026.
Proxy Statements (Def-14A)
NASDAQ
Lam Research Corporation has announced its 2026 Annual Meeting of Stockholders, scheduled for November 3, 2026, to elect directors, approve executive compensation, and ratify auditor appointments.
NASDAQ
KLAC
Kla CORPKLA Corporation has announced its 2026 Annual Meeting of Stockholders, detailing director nominations, auditor ratification, and executive compensation, while highlighting significant fiscal year 2026 financial growth and robust governance.
NASDAQ
Seagate Technology Holdings plc has announced its 2026 Annual General Meeting of Shareholders, scheduled for October 24, 2026, to address director elections, executive compensation, and other corporate matters.
NYSE
Procter & Gamble announces its 2026 Annual Meeting of Shareholders, detailing director nominees, executive compensation, and shareholder proposals.
NASDAQ
Marvell Technology reports strong fiscal 2026 results with $8.2 billion in revenue, a 40% year-over-year increase, driven by data center and AI infrastructure demand, alongside significant capital returns to stockholders.
NASDAQ
NVDA
Nvidia CORPNVIDIA Corporation has issued its proxy statement for the 2026 Annual Meeting of Stockholders, detailing proposals for director elections, advisory approval of executive compensation, and ratification of its independent auditor.
New Public Companies (S-1)
NASDAQ
SNDK
Sandisk CORPSandisk Corporation has filed an S-1MEF registration statement to register an additional 1,764,768 shares of common stock, valued at approximately $67.94 million, for a public offering.
Capital raise
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, has filed an amended S-1 registration statement for a secondary offering of 17 million shares by selling stockholders, while reporting a significant net loss of $1.618 billion for the nine months ended March 28, 2025, primarily due to a $1.8 billion goodwill impairment charge.
Capital raise
Worse than expected
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, reported an 11% increase in net revenue for the nine months ended March 28, 2025, driven by strong Cloud segment growth, but recorded a substantial $1.8 billion goodwill impairment charge leading to a wider net loss.
Capital raise
Worse than expected
NASDAQ
SNDK
Sandisk CORPSanDisk Corporation files an amendment to its Form S-1 registration statement, detailing a secondary offering of up to 28,827,787 shares of common stock by selling stockholder Western Digital Corporation.
Capital raise
NASDAQ
SNDK
Sandisk CORPWestern Digital intends to dispose of its remaining Sandisk shares through debt exchanges or distributions to shareholders, prompting an S-1 filing.
Capital raise
NYSE
GE Vernova, a global leader in the electric power industry, has completed its tax-free spin-off from General Electric Company and commenced trading on the New York Stock Exchange under the ticker symbol 'GEV'.
Institutional Holdings (13F)
NYSE
Goldman Sachs Group Inc reported 14,070 holdings worth $1,151.6B for the period ended June 30, 2026.
NASDAQ
Advanced Micro Devices Inc reported 6 holdings worth $1.3B for the period ended June 30, 2026.
NASDAQ
NVDA
Nvidia CORPNvidia Corp reported 8 holdings worth $63.4B for the period ended June 30, 2026.
NYSE
Bank Of America Corp /De/ reported 18,318 holdings worth $1,552.1B for the period ended June 30, 2026.
NYSE
Royal Bank Of Canada reported 28,169 holdings worth $671.5B for the period ended June 30, 2026.
NYSE
Wells Fargo & Company/Mn reported 18,984 holdings worth $617.4B for the period ended June 30, 2026.
Schedule 13D - Activist Investments
NYSE
Alibaba Group Holding Limited and its affiliates have amended their Schedule 13D filing, reporting a combined beneficial ownership of 6.1% in ZTO Express (Cayman) Inc. following recent share sales.
NYSE
Bank of America and its subsidiary report a change in beneficial ownership percentage for PIMCO California Municipal Income Fund's preferred shares due to a decrease in total outstanding shares.
NYSE
SCHEDULE: Silver Lake Group Adjusts Dell Stake
Silver Lake Group and its affiliates have amended their Schedule 13D filing, reporting changes in beneficial ownership of Dell Technologies Inc. Class C Common Stock.
NYSE
Bank of America Corporation and its subsidiary, Banc of America Preferred Funding Corp, have amended their Schedule 13D filing to reflect a reduction in their beneficial ownership of PIMCO New York Municipal Income Fund II's remarketable variable rate munifund term preferred shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp have amended their Schedule 13D filing to reflect a decrease in their beneficial ownership of PIMCO Municipal Income Fund II's preferred shares due to a redemption.
NASDAQ
WMT
Walmart INCWalmart Inc. has filed an amendment to its Schedule 13D, updating its beneficial ownership disclosure for Symbotic Inc. due to changes in the number of outstanding shares.
Schedule 13G - Passive Investments
NYSE
Morgan Stanley and its subsidiary Morgan Stanley & Co. LLC have filed a Schedule 13G, reporting that they no longer beneficially own more than five percent of Eaton Vance Senior Income Trust's Auction Preferred Stock.
NYSE
SCHEDULE: Toyota Divests Grab Holdings Shares
Toyota Motor Corporation has filed an amendment to its Schedule 13G, reporting a zero percent ownership of Grab Holdings Limited's Class A ordinary shares.
NYSE
Morgan Stanley and its subsidiary, Morgan Stanley Capital Services LLC, have filed an amendment to their Schedule 13G, indicating they no longer beneficially own more than five percent of Sable Offshore Corp.'s common stock.
NYSE
Morgan Stanley and its subsidiary, Morgan Stanley Capital Services LLC, have filed a Schedule 13G amendment indicating they are no longer beneficial owners of more than five percent of Evolent Health, Inc.'s Class A Common Stock.
NYSE
Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC have filed an amendment to their Schedule 13G regarding QVC Group Inc.'s 8.0% Series A Cumulative Redeemable Preferred Stock.
NYSE
HSBC Holdings plc has updated its beneficial ownership filing for ATA Creativity Global, now holding 3.7% of the company's American Depositary Shares.