SEC Filings Dashboard
Market Movers (8-K)
NYSE
The Charles Schwab Corporation has completed a substantial debt offering, issuing $300 million in Floating Rate Senior Notes due 2030, $1.3 billion in 5.334% Fixed-to-Floating Rate Senior Notes due 2030, and $1.4 billion in 5.732% Fixed-to-Floating Rate Senior Notes due 2034.
Capital raise
NASDAQ
Meta Platforms, Inc. has successfully completed a significant offering of senior notes totaling $9.3 billion across six different maturity dates, ranging from 2031 to 2065.
Capital raise
NASDAQ
Cisco Systems Inc. announced record-breaking first-quarter results for FY27, exceeding expectations with significant year-over-year growth in revenue and earnings per share, prompting an upward revision of its full-year guidance.
Better than expected
NASDAQ
Applied Materials announced record-breaking fourth quarter and fiscal year 2026 results, driven by significant year-over-year revenue and EPS growth, alongside strategic R&D partnerships.
Better than expected
NASDAQ
Marvell Technology, Inc. announced the appointment of three new independent directors to its Board, effective November 12, 2026, expanding the board to ten members.
NASDAQ
NVDA
Nvidia CORPNVIDIA announced the immediate resignation of CEO Jensen Huang, appointing CFO Colette Kress as interim CEO and Harvey C. Jones as the new Board Chair.
Quarterly Earnings (10-Q)
NYSE
Berkshire Hathaway Inc. announced robust financial results for the third quarter and first nine months of 2026, driven by strong performance in its manufacturing, service, and retailing segments, alongside solid insurance operations.
NYSE
The Charles Schwab Corporation announced robust financial results for the third quarter of 2026, showcasing significant year-over-year growth in net income, EPS, and total net revenues.
NYSE
McDonald's Corporation announced a 1% increase in consolidated revenues and a 7% rise in operating income for the third quarter of 2026, driven by strong franchised sales and strategic execution.
NYSE
Citigroup Inc. announced robust third-quarter 2026 results, with net income soaring 40% year-over-year to $5.2 billion, driven by significant revenue growth across key segments.
NYSE
Morgan Stanley announced robust Q3 2026 results, with net revenues up 12% year-over-year to $20.3 billion and net income up 6% to $4.9 billion.
NYSE
CVX
Chevron CORPChevron Corporation announced robust financial results for the third quarter of 2026, with net income attributable to the company soaring to $9.9 billion, driven by increased upstream realizations and downstream margins.
Better than expected
Delay expected
Annual Reports (10-K)
NASDAQ
AAPL
Apple INCApple Inc. filed its annual report for the fiscal year ended September 26, 2026, detailing significant net sales growth driven by strong iPhone and Services performance, alongside strategic investments in AI and robust capital returns.
NASDAQ
Micron Technology, Inc. (MU) announced record-breaking fiscal year 2026 results, with revenue soaring to $133.19 billion, a 256% increase year-over-year, driven by significant growth in both DRAM and NAND sales.
Better than expected
NASDAQ
Costco Wholesale Corporation announced robust financial results for its fiscal year ended August 30, 2026, showcasing a 10% increase in net sales and a 14% rise in net income.
NASDAQ
Palo Alto Networks announced robust fiscal year 2026 results, with total revenue reaching $11.5 billion, driven by significant growth in subscription and support services and strategic acquisitions.
Worse than expected
NASDAQ
Cisco Systems, Inc. (CSCO) announced its fiscal year 2026 results, showcasing a 12% increase in total revenue to $63.3 billion, driven by robust demand in networking solutions, particularly AI infrastructure.
NASDAQ
SNDK
Sandisk CORPSandisk Corporation's annual report highlights a significant surge in revenue, particularly from its Datacenter and Edge segments, fueled by AI infrastructure demand, alongside substantial share repurchases.
Better than expected
Insider Trading (Form 4)
NASDAQ
AAPL
Apple INCForm 4: Apple Executive Sells Shares
Jennifer Newstead, SVP, GC and Government Affairs of Apple Inc., sold 2,399 shares of common stock on November 10, 2026 for $351.36 per share.
NASDAQ
Aaron Anderson, Chief Accounting Officer of Meta Platforms, Inc., reported multiple transactions in common stock on November 9, 2026.
NASDAQ
Form 4: Meta Platforms COO Sells Shares
Javier Olivan, Chief Operating Officer of Meta Platforms, Inc., sold 1,575 shares of common stock on November 9, 2026 for $631.03 per share.
NASDAQ
AMZN
Amazon Com INCJamie S Gorelick, a Director of Amazon Com Inc, received 4,173 shares of common stock on November 11, 2026.
NASDAQ
MSFT
Microsoft CORPForm 4: Microsoft Executive Sells Shares
Takeshi Numoto, EVP, Chief Marketing Officer of Microsoft Corp, sold 5,000 shares of common stock on November 10, 2026 for $531.00 per share.
NASDAQ
Teresa A. Jones, Executive Vice President of Costco Wholesale Corp /New, sold 900 shares of common stock on November 11, 2026 for $1,083.95 per share.
Proxy Statements (Def-14A)
NASDAQ
Palo Alto Networks details fiscal 2026 achievements, including $11.48B revenue and $9.10B NGS ARR, alongside strategic acquisitions and governance updates in its definitive proxy statement.
NASDAQ
TSLA
Tesla, INCTesla's 2026 Proxy Statement details upcoming shareholder votes on director elections, executive compensation, and auditor ratification, alongside updates on strategic initiatives and corporate governance.
Capital raise
NASDAQ
Lam Research Corporation has announced its 2026 Annual Meeting of Stockholders, scheduled for November 3, 2026, to elect directors, approve executive compensation, and ratify auditor appointments.
NASDAQ
KLAC
Kla CORPKLA Corporation has announced its 2026 Annual Meeting of Stockholders, detailing director nominations, auditor ratification, and executive compensation, while highlighting significant fiscal year 2026 financial growth and robust governance.
NASDAQ
Seagate Technology Holdings plc has announced its 2026 Annual General Meeting of Shareholders, scheduled for October 24, 2026, to address director elections, executive compensation, and other corporate matters.
NYSE
Procter & Gamble announces its 2026 Annual Meeting of Shareholders, detailing director nominees, executive compensation, and shareholder proposals.
New Public Companies (S-1)
NASDAQ
SNDK
Sandisk CORPSandisk Corporation has filed an S-1MEF registration statement to register an additional 1,764,768 shares of common stock, valued at approximately $67.94 million, for a public offering.
Capital raise
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, has filed an amended S-1 registration statement for a secondary offering of 17 million shares by selling stockholders, while reporting a significant net loss of $1.618 billion for the nine months ended March 28, 2025, primarily due to a $1.8 billion goodwill impairment charge.
Capital raise
Worse than expected
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, reported an 11% increase in net revenue for the nine months ended March 28, 2025, driven by strong Cloud segment growth, but recorded a substantial $1.8 billion goodwill impairment charge leading to a wider net loss.
Capital raise
Worse than expected
NASDAQ
SNDK
Sandisk CORPSanDisk Corporation files an amendment to its Form S-1 registration statement, detailing a secondary offering of up to 28,827,787 shares of common stock by selling stockholder Western Digital Corporation.
Capital raise
NASDAQ
SNDK
Sandisk CORPWestern Digital intends to dispose of its remaining Sandisk shares through debt exchanges or distributions to shareholders, prompting an S-1 filing.
Capital raise
NYSE
GE Vernova, a global leader in the electric power industry, has completed its tax-free spin-off from General Electric Company and commenced trading on the New York Stock Exchange under the ticker symbol 'GEV'.
Institutional Holdings (13F)
NYSE
Jpmorgan Chase & Co reported 35,990 holdings worth $1,842.9B for the period ended September 30, 2026.
NYSE
UBS
Ubs Group AGUBS Group AG reported 24,277 holdings worth $765.0B for the period ended September 30, 2026.
NYSE
Banco Santander, S.A. reported 1,333 holdings worth $18.9B for the period ended September 30, 2026.
NYSE
Toyota Motor Corp/ reported 2 holdings worth $777.1M for the period ended September 30, 2026.
NASDAQ
WMT
Walmart INCWalmart Inc. reported 3 holdings worth $672.8M for the period ended September 30, 2026.
NYSE
American Express Co reported 1 holdings worth $0 for the period ended September 30, 2026.
Schedule 13D - Activist Investments
NYSE
Nuveen Municipal Credit Opportunities Fund reports a waiver and consent related to a leverage increase event concerning its preferred shares.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp have filed an amendment to their Schedule 13D concerning Variable Rate Demand Preferred Shares of BlackRock 2037 Municipal Target Term Trust, primarily related to an updated fee agreement.
NYSE
Bank of America entities have reduced their beneficial ownership of PIMCO New York Municipal Income Fund II's remarketable variable rate preferred shares following a redemption event.
NYSE
Bank of America Corporation and its subsidiary have amended their Schedule 13D filing to reflect a reduction in their beneficial ownership of PIMCO Municipal Income Fund II's preferred shares following a redemption.
NYSE
SCHEDULE: BofA Reduces Holdings in PIMCO Muni Fund
Bank of America entities have reduced their beneficial ownership in PIMCO California Municipal Income Fund's preferred shares following a redemption event.
NASDAQ
TMUS
T-mobile Us, INCDeutsche Telekom AG and its subsidiaries have updated their Schedule 13D filing, confirming their substantial beneficial ownership of 55.9% of T-Mobile US, Inc. common stock.
Schedule 13G - Passive Investments
NASDAQ
AMZN
Amazon Com INCAmazon.com, Inc. has filed a Schedule 13G, disclosing beneficial ownership of 20,699,475 shares of Agility Robotics, Inc. common stock, representing 8.5% of the class.
NYSE
Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC have filed a Schedule 13G, reporting beneficial ownership of 7.5% of Lafayette Acquisition Corp's ordinary shares.
NYSE
SCHEDULE: Goldman Sachs Reports Wolfspeed Stake
Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC have filed an amendment to their Schedule 13G, reporting beneficial ownership of 5.3% of Wolfspeed, Inc. common stock as of September 30, 2026.
NYSE
Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC have filed an amendment to their Schedule 13G, reporting their beneficial ownership of UWM Holdings Corporation's Class A Common Stock.
NYSE
The Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC have reported beneficial ownership of 6.1% of Starlink AI Acquisition Corp's ordinary shares as of September 30, 2026.
NYSE
The Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC have reported a beneficial ownership of 5.2% of Pantages Capital Acquisition Corp.'s Class A ordinary shares.