SEC Filings Dashboard

Market Movers (8-K)

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NASDAQ
Costco Wholesale Corporation has outlined its fiscal 2027 executive bonus criteria, linking compensation to sales, pre-tax income, and environmental/social performance.
NASDAQ
PepsiCo, Inc. announced the pricing of a $1 billion offering of senior notes, comprising $500 million of 3.750% notes due 2029 and $500 million of 4.250% notes due 2035.
Capital raise
NYSE
The Procter & Gamble Company's 8-K filing details the outcomes of its 2026 Annual Meeting of Shareholders, showing overwhelming support for director elections and the ratification of its independent auditor.
NYSE
The Charles Schwab Corporation announced record third-quarter net new assets of $190.4 billion and record net revenues of $7.2 billion, marking a significant increase year-over-year.
Better than expected
NYSE
AbbVie Inc. announced the expansion of its Board of Directors and the appointment of Dr. John M. Carethers as a Class II director, effective October 14, 2026.
NYSE
Caterpillar Inc. announced a leadership transition in its Resource Industries segment, with Derrick York appointed as group president, succeeding Denise Johnson who is retiring.

Quarterly Earnings (10-Q)

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NYSE
Oracle Corporation's Q1 fiscal 2027 filing reveals robust revenue growth, a substantial increase in operating income, and significant investments in cloud infrastructure, signaling continued expansion.
Capital raise
Better than expected
NYSE
Dell Technologies Inc. announced robust financial results for the second quarter and first six months of Fiscal Year 2027, showcasing significant revenue and operating income growth driven by its Infrastructure Solutions Group.
Better than expected
NASDAQ
Walmart Inc. reported a robust second quarter with total revenues up 5.9% to $187.9 billion, driven by strong comparable sales across its U.S. segments and international markets.
NASDAQ
Marvell Technology, Inc. announced a 37% year-over-year revenue increase for the second quarter of fiscal 2027, driven by robust AI-related demand in its data center segment.
Capital raise
Better than expected
NYSE
The TJX Companies, Inc. announced robust second-quarter results with a 5% increase in net sales to $15.2 billion and a significant improvement in pre-tax profit margin to 13.3%.
Better than expected
NASDAQ
NVIDIA Corporation announced record-breaking financial results for its second quarter of fiscal year 2027, with revenue more than doubling year-over-year, driven by unprecedented demand for its data center and AI solutions.
Better than expected

Annual Reports (10-K)

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NASDAQ
Micron Technology, Inc. (MU) announced record-breaking fiscal year 2026 results, with revenue soaring to $133.19 billion, a 256% increase year-over-year, driven by significant growth in both DRAM and NAND sales.
Better than expected
NASDAQ
Costco Wholesale Corporation announced robust financial results for its fiscal year ended August 30, 2026, showcasing a 10% increase in net sales and a 14% rise in net income.
NASDAQ
Palo Alto Networks announced robust fiscal year 2026 results, with total revenue reaching $11.5 billion, driven by significant growth in subscription and support services and strategic acquisitions.
Worse than expected
NASDAQ
Cisco Systems, Inc. (CSCO) announced its fiscal year 2026 results, showcasing a 12% increase in total revenue to $63.3 billion, driven by robust demand in networking solutions, particularly AI infrastructure.
NASDAQ
Sandisk Corporation's annual report highlights a significant surge in revenue, particularly from its Datacenter and Edge segments, fueled by AI infrastructure demand, alongside substantial share repurchases.
Better than expected
NASDAQ
Lam Research Corporation's Form 10-K details a robust fiscal year 2026 with a 26% revenue increase and improved gross margins, driven by strong demand in the foundry market and customer support services.

Insider Trading (Form 4)

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NASDAQ
Alexander D. Moore, a Director of Palantir Technologies Inc., sold 16,000 shares of common stock on October 15, 2026.
NASDAQ
George Kurtz, PRESIDENT AND CEO and a Director of CrowdStrike Holdings, Inc., sold 20,000 shares of common stock on October 15, 2026.
NASDAQ
Johanna Flower, a Director of CrowdStrike Holdings, Inc., sold 9,896 shares of common stock on October 16, 2026.
NASDAQ
Johanna Flower, a Director of CrowdStrike Holdings, Inc., received 402 shares of common stock on June 17, 2026.
NYSE
Michael D. Sicilia, Chief Executive Officer of Oracle Corp, received 446,197 shares of common stock on October 15, 2026.
NYSE
Maria Smith, EVP, Chief Accounting Officer of Oracle Corp, received 66,930 shares of common stock on October 15, 2026.

Proxy Statements (Def-14A)

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NASDAQ
Tesla's 2026 Proxy Statement details upcoming shareholder votes on director elections, executive compensation, and auditor ratification, alongside updates on strategic initiatives and corporate governance.
Capital raise
NASDAQ
Lam Research Corporation has announced its 2026 Annual Meeting of Stockholders, scheduled for November 3, 2026, to elect directors, approve executive compensation, and ratify auditor appointments.
NASDAQ
KLA Corporation has announced its 2026 Annual Meeting of Stockholders, detailing director nominations, auditor ratification, and executive compensation, while highlighting significant fiscal year 2026 financial growth and robust governance.
NASDAQ
Seagate Technology Holdings plc has announced its 2026 Annual General Meeting of Shareholders, scheduled for October 24, 2026, to address director elections, executive compensation, and other corporate matters.
NYSE
Procter & Gamble announces its 2026 Annual Meeting of Shareholders, detailing director nominees, executive compensation, and shareholder proposals.
NASDAQ
Marvell Technology reports strong fiscal 2026 results with $8.2 billion in revenue, a 40% year-over-year increase, driven by data center and AI infrastructure demand, alongside significant capital returns to stockholders.

New Public Companies (S-1)

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NASDAQ
Sandisk Corporation has filed an S-1MEF registration statement to register an additional 1,764,768 shares of common stock, valued at approximately $67.94 million, for a public offering.
Capital raise
NASDAQ
Sandisk Corporation, recently spun off from Western Digital, has filed an amended S-1 registration statement for a secondary offering of 17 million shares by selling stockholders, while reporting a significant net loss of $1.618 billion for the nine months ended March 28, 2025, primarily due to a $1.8 billion goodwill impairment charge.
Capital raise
Worse than expected
NASDAQ
Sandisk Corporation, recently spun off from Western Digital, reported an 11% increase in net revenue for the nine months ended March 28, 2025, driven by strong Cloud segment growth, but recorded a substantial $1.8 billion goodwill impairment charge leading to a wider net loss.
Capital raise
Worse than expected
NASDAQ
SanDisk Corporation files an amendment to its Form S-1 registration statement, detailing a secondary offering of up to 28,827,787 shares of common stock by selling stockholder Western Digital Corporation.
Capital raise
NASDAQ
Western Digital intends to dispose of its remaining Sandisk shares through debt exchanges or distributions to shareholders, prompting an S-1 filing.
Capital raise
NYSE
GE Vernova, a global leader in the electric power industry, has completed its tax-free spin-off from General Electric Company and commenced trading on the New York Stock Exchange under the ticker symbol 'GEV'.

Institutional Holdings (13F)

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NASDAQ
Cisco Systems, Inc. reported 5 holdings worth $294.3M for the period ended September 30, 2026.
NYSE
Goldman Sachs Group Inc reported 14,070 holdings worth $1,151.6B for the period ended June 30, 2026.
NASDAQ
Advanced Micro Devices Inc reported 6 holdings worth $1.3B for the period ended June 30, 2026.
NASDAQ
Nvidia Corp reported 8 holdings worth $63.4B for the period ended June 30, 2026.
NYSE
Bank Of America Corp /De/ reported 18,318 holdings worth $1,552.1B for the period ended June 30, 2026.
NYSE
Royal Bank Of Canada reported 28,169 holdings worth $671.5B for the period ended June 30, 2026.

Schedule 13D - Activist Investments

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NYSE
Eli Lilly and Company has disclosed a beneficial ownership of 19.9% in TRex Bio, Inc. following its recent Initial Public Offering.
NYSE
Bank of America Corp. and its subsidiary Banc of America Preferred Funding Corp. have reduced their holdings of Nuveen Minnesota Quality Municipal Income Fund's preferred shares due to a redemption.
NYSE
Bank of America entities have reduced their beneficial ownership of Nuveen Quality Municipal Income Fund preferred shares following a redemption event.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp have filed an amendment to their Schedule 13D concerning Nuveen Municipal Credit Opportunities Fund's preferred shares, primarily related to an amendment of a purchase agreement.
NYSE
JPMorgan Chase & Co. and DNT Asset Trust file an amendment to their Schedule 13D regarding Blackrock MuniHoldings Fund, Inc. Preferred Shares, updating purchase and registration rights agreements.
NYSE
American Express has completed its exit from Global Business Travel Group, Inc. following a merger, converting its shares into cash.

Schedule 13G - Passive Investments

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NYSE
Lilly Endowment, Inc. has reported a continued beneficial ownership of 9.6% of Eli Lilly and Company's common stock as of September 30, 2026.
NYSE
JPMorgan Chase & Co. has filed a Schedule 13G, reporting beneficial ownership of 6.9% of Andersen Group Inc.'s Class A common stock as of September 30, 2026.
NYSE
JPMorgan Chase & Co. has updated its Schedule 13G filing, reporting beneficial ownership of 6.1% of Yum! Brands, Inc. common stock as of September 30, 2026.
NYSE
JPMorgan Chase & Co. has updated its Schedule 13G filing to report beneficial ownership of 8.5% of uniQure N.V.'s ordinary shares as of September 30, 2026.
NYSE
JPMorgan Chase & Co. has disclosed a beneficial ownership of 9.6% in DigitalOcean Holdings, Inc. as of September 30, 2026.
NYSE
JPMorgan Chase & Co. has filed a Schedule 13G, reporting beneficial ownership of 8.5% of 3M Company's common stock as of September 30, 2026.