SEC Filings Dashboard
Market Movers (8-K)
NYSE
The Procter & Gamble Company announced the closing of a $352.2 million public offering of Floating Rate Notes due 2076.
Capital raise
NASDAQ
Palantir Technologies Inc. announced stellar third-quarter 2026 results, with revenue surging 96% year-over-year to $2.313 billion, driven by a 148% increase in U.S. commercial revenue, and raised its full-year 2026 revenue guidance.
Better than expected
NASDAQ
Marvell Technology announces a definitive agreement to acquire Lumentum Holdings in a stock-and-cash transaction, aiming to enhance its portfolio and market position.
NASDAQ
Marvell Technology announced its definitive agreement to acquire Lumentum Holdings Inc. in an all-stock transaction valued at $115 billion, aiming to create a leader in AI connectivity.
NYSE
The Procter & Gamble Company has successfully closed a substantial public offering of notes across multiple maturities, bolstering its capital structure.
Capital raise
NYSE
Thermo Fisher Scientific Inc. announced the upcoming retirement of Executive Vice President Michael D. Shafer, effective December 31, 2026, with an orderly transition planned.
Quarterly Earnings (10-Q)
NYSE
Bank of America Corporation's Q3 2026 Form 10-Q filing reveals a $1.2 billion regulatory settlement charge impacting net income, while core business segments show resilience.
NASDAQ
SNDK
Sandisk CORPSandisk Corporation reported a dramatic increase in revenue and net income for the first quarter ended October 2, 2026, driven by robust demand in the datacenter and edge markets, largely fueled by AI applications.
Better than expected
NYSE
Amphenol Corporation's Q3 2026 results show significant year-over-year growth in net sales and operating income, driven by organic expansion and strategic acquisitions.
Better than expected
NYSE
Thermo Fisher Scientific Inc. announced robust Q3 2026 results, showcasing significant revenue growth, margin expansion, and strategic portfolio adjustments.
Better than expected
NASDAQ
Seagate Technology Holdings plc announced a significant increase in revenue and net income for its first fiscal quarter ended October 2, 2026, driven by strategic pricing actions and sustained demand in data center markets.
Better than expected
NYSE
Eli Lilly reports a significant 39% revenue increase to $24.4 billion for Q3 2026, driven by strong performance in Mounjaro and Zepbound, alongside substantial net income growth.
Better than expected
Annual Reports (10-K)
NASDAQ
Micron Technology, Inc. (MU) announced record-breaking fiscal year 2026 results, with revenue soaring to $133.19 billion, a 256% increase year-over-year, driven by significant growth in both DRAM and NAND sales.
Better than expected
NASDAQ
Costco Wholesale Corporation announced robust financial results for its fiscal year ended August 30, 2026, showcasing a 10% increase in net sales and a 14% rise in net income.
NASDAQ
Palo Alto Networks announced robust fiscal year 2026 results, with total revenue reaching $11.5 billion, driven by significant growth in subscription and support services and strategic acquisitions.
Worse than expected
NASDAQ
Cisco Systems, Inc. (CSCO) announced its fiscal year 2026 results, showcasing a 12% increase in total revenue to $63.3 billion, driven by robust demand in networking solutions, particularly AI infrastructure.
NASDAQ
SNDK
Sandisk CORPSandisk Corporation's annual report highlights a significant surge in revenue, particularly from its Datacenter and Edge segments, fueled by AI infrastructure demand, alongside substantial share repurchases.
Better than expected
NASDAQ
Lam Research Corporation's Form 10-K details a robust fiscal year 2026 with a 26% revenue increase and improved gross margins, driven by strong demand in the foundry market and customer support services.
Insider Trading (Form 4)
NYSE
Christina Schelling, EVP & Chief People Officer of Verizon Communications Inc, received 11,179 shares of common stock on November 1, 2026.
NYSE
Form 4: Caterpillar Director Buys Shares
James C Fish Jr, a Director of Caterpillar Inc, purchased 1,000 shares of common stock on November 2, 2026 for $620.39 per share.
NYSE
Paul Gama, CEO- Health Care of PROCTER & GAMBLE Co, sold 2,894 shares of common stock on October 30, 2026 for $165.00 per share.
NYSE
Moses Victor Javier Aguilar, Chf Rsch, Dev & Innov Officer of PROCTER & GAMBLE Co, sold 18,812 shares of common stock on October 30, 2026 for $164.43 per share.
NYSE
Sundar G. Raman, CEO-Fabric Home & Habitat Care of PROCTER & GAMBLE Co, sold 38,253 shares of common stock on October 30, 2026 for $165.00 per share.
NYSE
Lipen Yuan, VP of Taiwan Semiconductor Manufacturing Co Ltd, purchased 1,000 shares of common stock on November 1, 2026 for $71.49 per share.
Proxy Statements (Def-14A)
NASDAQ
Palo Alto Networks details fiscal 2026 achievements, including $11.48B revenue and $9.10B NGS ARR, alongside strategic acquisitions and governance updates in its definitive proxy statement.
NASDAQ
TSLA
Tesla, INCTesla's 2026 Proxy Statement details upcoming shareholder votes on director elections, executive compensation, and auditor ratification, alongside updates on strategic initiatives and corporate governance.
Capital raise
NASDAQ
Lam Research Corporation has announced its 2026 Annual Meeting of Stockholders, scheduled for November 3, 2026, to elect directors, approve executive compensation, and ratify auditor appointments.
NASDAQ
KLAC
Kla CORPKLA Corporation has announced its 2026 Annual Meeting of Stockholders, detailing director nominations, auditor ratification, and executive compensation, while highlighting significant fiscal year 2026 financial growth and robust governance.
NASDAQ
Seagate Technology Holdings plc has announced its 2026 Annual General Meeting of Shareholders, scheduled for October 24, 2026, to address director elections, executive compensation, and other corporate matters.
NYSE
Procter & Gamble announces its 2026 Annual Meeting of Shareholders, detailing director nominees, executive compensation, and shareholder proposals.
New Public Companies (S-1)
NASDAQ
SNDK
Sandisk CORPSandisk Corporation has filed an S-1MEF registration statement to register an additional 1,764,768 shares of common stock, valued at approximately $67.94 million, for a public offering.
Capital raise
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, has filed an amended S-1 registration statement for a secondary offering of 17 million shares by selling stockholders, while reporting a significant net loss of $1.618 billion for the nine months ended March 28, 2025, primarily due to a $1.8 billion goodwill impairment charge.
Capital raise
Worse than expected
NASDAQ
SNDK
Sandisk CORPSandisk Corporation, recently spun off from Western Digital, reported an 11% increase in net revenue for the nine months ended March 28, 2025, driven by strong Cloud segment growth, but recorded a substantial $1.8 billion goodwill impairment charge leading to a wider net loss.
Capital raise
Worse than expected
NASDAQ
SNDK
Sandisk CORPSanDisk Corporation files an amendment to its Form S-1 registration statement, detailing a secondary offering of up to 28,827,787 shares of common stock by selling stockholder Western Digital Corporation.
Capital raise
NASDAQ
SNDK
Sandisk CORPWestern Digital intends to dispose of its remaining Sandisk shares through debt exchanges or distributions to shareholders, prompting an S-1 filing.
Capital raise
NYSE
GE Vernova, a global leader in the electric power industry, has completed its tax-free spin-off from General Electric Company and commenced trading on the New York Stock Exchange under the ticker symbol 'GEV'.
Institutional Holdings (13F)
NYSE
Johnson & Johnson reported 15 holdings worth $761.7M for the period ended September 30, 2026.
NYSE
General Electric Co reported 2 holdings worth $471.8M for the period ended September 30, 2026.
NASDAQ
Cisco Systems, Inc. reported 5 holdings worth $294.3M for the period ended September 30, 2026.
NYSE
Goldman Sachs Group Inc reported 14,070 holdings worth $1,151.6B for the period ended June 30, 2026.
NASDAQ
Advanced Micro Devices Inc reported 6 holdings worth $1.3B for the period ended June 30, 2026.
NASDAQ
NVDA
Nvidia CORPNvidia Corp reported 8 holdings worth $63.4B for the period ended June 30, 2026.
Schedule 13D - Activist Investments
NASDAQ
TMUS
T-mobile Us, INCDeutsche Telekom AG and its subsidiaries have updated their Schedule 13D filing, confirming their substantial beneficial ownership of 55.9% of T-Mobile US, Inc. common stock.
NYSE
NextEra Energy and Florida Power & Light Company have amended their Schedule 13D filing to reflect a decrease in their beneficial ownership percentage of First Eagle Private Credit Fund's common shares.
NYSE
Eli Lilly and Company has disclosed a beneficial ownership of 19.9% in TRex Bio, Inc. following its recent Initial Public Offering.
NYSE
Bank of America Corp. and its subsidiary Banc of America Preferred Funding Corp. have reduced their holdings of Nuveen Minnesota Quality Municipal Income Fund's preferred shares due to a redemption.
NYSE
Bank of America entities have reduced their beneficial ownership of Nuveen Quality Municipal Income Fund preferred shares following a redemption event.
NYSE
Bank of America Corporation and Banc of America Preferred Funding Corp have filed an amendment to their Schedule 13D concerning Nuveen Municipal Credit Opportunities Fund's preferred shares, primarily related to an amendment of a purchase agreement.
Schedule 13G - Passive Investments
NYSE
Vanguard Capital Management has disclosed beneficial ownership of 71,070,266 shares, representing 5.12% of Royal Bank of Canada's common stock, as of September 30, 2026.
NYSE
HSBC Holdings PLC has reported beneficial ownership of 1,485,000 Class A Ordinary Shares, representing 9.8% of the class, in Leader's Advantage Acquisition Corp.
NYSE
HSBC Holdings plc has reported beneficial ownership of 6.6% of New America Acquisition I Corp.'s Class A common stock as of September 30, 2026.
NYSE
Wells Fargo & Company has filed a Schedule 13G, reporting beneficial ownership of 1.9% of Ellsworth Growth and Income's Common Shares of Beneficial Interest as of September 30, 2026.
NYSE
Wells Fargo & Company has updated its Schedule 13G filing to report beneficial ownership of 1,794,173 common shares, representing 7.8% of the outstanding shares in Ares Dynamic Credit Allocation Fund.
NYSE
Wells Fargo & Company has filed an amendment to its Schedule 13G, reporting a beneficial ownership of 5.2% in BlackRock Resources & Commdty.